-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CfaEiHJOl+7YguUsg5SD4Wv7kIqlPllcZfXdpK4OV9+aU7czgDoSJ1+dkS+s5o18 py467nEtWR1zsht4A34DlA== 0000891092-02-000927.txt : 20020806 0000891092-02-000927.hdr.sgml : 20020806 20020806172329 ACCESSION NUMBER: 0000891092-02-000927 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020806 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CELERITEK INC/CA CENTRAL INDEX KEY: 0000919583 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770057484 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49108 FILM NUMBER: 02720998 BUSINESS ADDRESS: STREET 1: 3236 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089865060 MAIL ADDRESS: STREET 1: 3236 SCOTT BLVD CITY: SANTA CLARA STATE: CA ZIP: 95054 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ANAREN MICROWAVE INC CENTRAL INDEX KEY: 0000006314 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 160928561 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 6635 KIRKVILLE RD CITY: EAST SYRACUSE STATE: NY ZIP: 13057 BUSINESS PHONE: 3154328909 MAIL ADDRESS: STREET 1: 6635 KIRKVILLE ROAD CITY: EAST SYRACUSE STATE: NY ZIP: 13057 FORMER COMPANY: FORMER CONFORMED NAME: MICRONETICS INC DATE OF NAME CHANGE: 19721103 SC 13D/A 1 e13722_sc13d.txt SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 Celeritek, Inc. --------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 150926103 --------- (CUSIP Number) Tamer Husseini Celeritek, Inc. 3236 Scott Boulevard Santa Clara, California 95054 (408) 986-5060 -------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 5, 2002 -------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss.240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 150926103 SCHEDULE 13D - ------------------- -------------------------------------------------------------------------- 1. Names of Reporting Persons: Anaren Microwave, Inc. I.R.S. Identification Nos. of above persons (entities only): 16-0928561 -------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] -------------------------------------------------------------------------- 3. SEC Use Only -------------------------------------------------------------------------- 4. Source of Funds (See Instructions) WC -------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) [ ] -------------------------------------------------------------------------- 6. Citizenship or Place of Organization New York -------------------------------------------------------------------------- - -------------------------------------------------------------------------------- Number of 7. Sole Voting Power 777,300 Shares -------------------------------------------------------------- Beneficially 8. Shared Voting Power - 0 - Owned by -------------------------------------------------------------- Each 9. Sole Dispositive Power 777,300 Reporting -------------------------------------------------------------- Person With 10. Shared Dispositive Power - 0 - - -------------------------------------------------------------------------------- 2 11. Aggregate Amount Beneficially Owned by Each Reporting Person 777,300 shares of Common Stock -------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) [ ] -------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11) 6.35% -------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions) CO -------------------------------------------------------------------------- This Amendment No. 1 amends the statement on Schedule 13D (the "Schedule 13D") filed with the Securities and Exchange Commission on July 11, 2002, by Anaren Microwave, Inc., a New York corporation ("Anaren"), with respect to its ownership of common stock, no par value ("Common Stock"), of Celeritek, Inc., a California corporation ("Celeritek"). Capitalized terms used herein and not defined herein have the meanings ascribed thereto in the Schedule 13D. Item 4. Purpose of Transaction In the morning of Friday, August 2, 2002, Celeritek held its annual meeting of shareholders (the "Annual Meeting") at its principal executive offices in Santa Clara, California. Representatives of Anaren, including Lawrence A. Sala, its Chairman, President and Chief Executive Officer, attended the Annual Meeting. At the request of Anaren, in the afternoon of the same day, Tamer Husseini, Celeritek's Chairman, President and Chief Executive Officer, Margaret E. Smith, Celeritek's Vice President, Finance and Chief Financial Officer, and Celeritek's outside counsel met with Anaren's representatives to discuss Anaren's overtures. At the outset of this meeting, Mr. Husseini stated that Celeritek has adopted a "stand-alone strategy" and indicated that Celeritek is not interested in negotiating a business combination transaction between Anaren and Celeritek. Following Mr. Sala's stated rationale for why Anaren believes a potential business combination has merit, Celeritek's counsel stated that Celeritek would further consider Anaren's position and Celeritek's counsel would contact Anaren during the week of August 5, 2002. 3 During subsequent conversations, Celeritek's outside counsel informed Anaren's counsel that Celeritek continues to prefer a stand alone strategy, but offered Anaren the opportunity to present its position to Celeritek's Board of Directors, and indicated that if Anaren was willing to sign a standstill agreement (terms of which were not disclosed), Celeritek would consider allowing Anaren to perform certain due diligence. Anaren's management continues to believe in the merits of a business combination between Celeritek and Anaren and the potential benefits to the shareholders, customers and employees of each company. Given the disappointing response from Celeritek, Anaren intends to consider all of the alternatives available to it, and may pursue one or more of the possible actions outlined in the Schedule 13D. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE: August 6, 2002 ANAREN MICROWAVE, INC. By: /s/ Lawrence A. Sala -------------------------------- Name: Lawrence A. Sala Title: Chairman, President and Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----